Engaging with APRA can be daunting without first-hand experience of their supervisory frameworks and expectations. APRA-Regulated entities are required to demonstrate adherence to regulatory requirements which is enforced through the APRA Supervisory Framework.
We take an evidence based view and assure all materials are "APRA ready".
To do this efficiently requires a comprehensive knowledge of the regulator’s expectations aligned to peers in the Financial Services Industry. Our experience enables us to identify gaps to expected practice, recommend uplift or remediation activity and assist to source and prepare expected quality evidence to prove compliance.
That is the benefit of having our senior consultants on your team. Not only have they guided over 30 FSIs through rigorous APRA engagements and risk reviews, our team have also worked the other side of the fence - within APRA. Having this experience inside your team helps avoid the costly and time-consuming scrutiny of APRA enforcements. Areas of expertise include compliance reviews and remediation to CPS 230, CPS 234 and CPS 220.
APRA and Regulatory Engagement
APRA and Regulatory Engagement
APRA and Regulatory Engagement
The 5 core pillars
Helping your business become compliant, resilient and ready to thrive centres around the five key areas of APRA engagement.
01
01
01
Service 1
APRA Prudential Reviews
The Challenge
Understanding gaps between existing practices and APRA’s expectations. Sourcing and preparing quality evidence to prove compliance.
Advisory Focus
APRA Standard alignment CPS 230, CPS 234, CPS 220
Quality, completeness and assurance for all evidence and artefacts
Planning and management of APRA risk reviews and consultations
Presentation creation and coaching of presenters
02
02
02
Service 2
Program Deep Dive Reviews
The Challenge
Understanding APRA’s expectations regarding large programs of work, especially for programs in distress.
Advisory Focus
Quality and assurance for all evidence and artefacts
Planning and management of review
Presentation creation and coaching of presenters
03
03
03
Service 3
Breaches and Enforceable Undertaking Remediation
The Challenge
These actions require intensive engagement with APRA. Key is understanding what APRA requires in order to close the issue and prove sustainable solutions.
Advisory Focus
Review of the existing risk and control environment
Solution and remediation reviews
Root cause analysis
Supervisory level escalation
Activity and engagement planning and management
04
04
04
Service 4
General APRA and Regulatory Engagement
The Challenge
Ensuring all aspects of engaging with APRA put the organisation in the best position to minimise regulatory scrutiny.
Advisory Focus
Review of existing risk and regulatory posture compared to APRA’s expectations
Engagement planning
Presentation creation and coaching of presenters
05
05
05
Service 5
APRA Licensing
The Challenge
Understanding APRA’s expectations around licensing
Advisory Focus
Planning and preparation of input materials
Assistance with face-to-face APRA meetings
Proposed Technology solutions
Is APRA keeping you up at night?
We get it! You’re not the only one.
The forever evolving nuances of regulation and compliance can seem complex when looking from the outside in. As specialists dealing with these nuances every day, we can spot the gaps quickly and advise you on what’s important, what’s urgent and what will have you rest at ease.
If you’d like to chat about where you’re at, get in touch - we’re here to help.
Is APRA keeping you up at night?
We get it! You’re not the only one.
The forever evolving nuances of regulation and compliance can seem complex when looking from the outside in. As specialists dealing with these nuances every day, we can spot the gaps quickly and advise you on what’s important, what’s urgent and what will have you rest at ease.
If you’d like to chat about where you’re at, get in touch - we’re here to help.
Is APRA keeping you up at night?
We get it! You’re not the only one.
The forever evolving nuances of regulation and compliance can seem complex when looking from the outside in. As specialists dealing with these nuances every day, we can spot the gaps quickly and advise you on what’s important, what’s urgent and what will have you rest at ease.
If you’d like to chat about where you’re at, get in touch - we’re here to help.
Engaging with APRA can be daunting without first-hand experience of their supervisory frameworks and expectations. APRA-Regulated entities are required to demonstrate adherence to regulatory requirements which is enforced through the APRA Supervisory Framework.
We take an evidence based view and assure all materials are "APRA ready".
To do this efficiently requires a comprehensive knowledge of the regulator’s expectations aligned to peers in the Financial Services Industry. Our experience enables us to identify gaps to expected practice, recommend uplift or remediation activity and assist to source and prepare expected quality evidence to prove compliance.
That is the benefit of having our senior consultants on your team. Not only have they guided over 30 FSIs through rigorous APRA engagements and risk reviews, our team have also worked the other side of the fence - within APRA. Having this experience inside your team helps avoid the costly and time-consuming scrutiny of APRA enforcements. Areas of expertise include compliance reviews and remediation to CPS 230, CPS 234 and CPS 220.
APRA and Regulatory Engagement
APRA and Regulatory Engagement
APRA and Regulatory Engagement
The 5 core pillars
Helping your business become compliant, resilient and ready to thrive centres around the five key areas of APRA engagement.
01
01
01
Service 1
APRA Prudential Reviews
The Challenge
Understanding gaps between existing practices and APRA’s expectations. Sourcing and preparing quality evidence to prove compliance.
Advisory Focus
APRA Standard alignment CPS 230, CPS 234, CPS 220
Quality, completeness and assurance for all evidence and artefacts
Planning and management of APRA risk reviews and consultations
Presentation creation and coaching of presenters
02
02
02
Service 2
Program Deep Dive Reviews
The Challenge
Understanding APRA’s expectations regarding large programs of work, especially for programs in distress.
Advisory Focus
Quality and assurance for all evidence and artefacts
Planning and management of review
Presentation creation and coaching of presenters
03
03
03
Service 3
Breaches and Enforceable Undertaking Remediation
The Challenge
These actions require intensive engagement with APRA. Key is understanding what APRA requires in order to close the issue and prove sustainable solutions.
Advisory Focus
Review of the existing risk and control environment
Solution and remediation reviews
Root cause analysis
Supervisory level escalation
Activity and engagement planning and management
04
04
04
Service 4
General APRA and Regulatory Engagement
The Challenge
Ensuring all aspects of engaging with APRA put the organisation in the best position to minimise regulatory scrutiny.
Advisory Focus
Review of existing risk and regulatory posture compared to APRA’s expectations
Engagement planning
Presentation creation and coaching of presenters
05
05
05
Service 5
APRA Licensing
The Challenge
Understanding APRA’s expectations around licensing
Advisory Focus
Planning and preparation of input materials
Assistance with face-to-face APRA meetings
Proposed Technology solutions
Is APRA keeping you up at night?
We get it! You’re not the only one.
The forever evolving nuances of regulation and compliance can seem complex when looking from the outside in. As specialists dealing with these nuances every day, we can spot the gaps quickly and advise you on what’s important, what’s urgent and what will have you rest at ease.
If you’d like to chat about where you’re at, get in touch - we’re here to help.
Is APRA keeping you up at night?
We get it! You’re not the only one.
The forever evolving nuances of regulation and compliance can seem complex when looking from the outside in. As specialists dealing with these nuances every day, we can spot the gaps quickly and advise you on what’s important, what’s urgent and what will have you rest at ease.
If you’d like to chat about where you’re at, get in touch - we’re here to help.
Is APRA keeping you up at night?
We get it! You’re not the only one.
The forever evolving nuances of regulation and compliance can seem complex when looking from the outside in. As specialists dealing with these nuances every day, we can spot the gaps quickly and advise you on what’s important, what’s urgent and what will have you rest at ease.
If you’d like to chat about where you’re at, get in touch - we’re here to help.
Engaging with APRA can be daunting without first-hand experience of their supervisory frameworks and expectations. APRA-Regulated entities are required to demonstrate adherence to regulatory requirements which is enforced through the APRA Supervisory Framework.
We take an evidence based view and assure all materials are "APRA ready".
To do this efficiently requires a comprehensive knowledge of the regulator’s expectations aligned to peers in the Financial Services Industry. Our experience enables us to identify gaps to expected practice, recommend uplift or remediation activity and assist to source and prepare expected quality evidence to prove compliance.
That is the benefit of having our senior consultants on your team. Not only have they guided over 30 FSIs through rigorous APRA engagements and risk reviews, our team have also worked the other side of the fence - within APRA. Having this experience inside your team helps avoid the costly and time-consuming scrutiny of APRA enforcements. Areas of expertise include compliance reviews and remediation to CPS 230, CPS 234 and CPS 220.
APRA and Regulatory Engagement
APRA and Regulatory Engagement
APRA and Regulatory Engagement
The 5 core pillars
Helping your business become compliant, resilient and ready to thrive centres around the five key areas of APRA engagement.
01
01
01
Service 1
APRA Prudential Reviews
The Challenge
Understanding gaps between existing practices and APRA’s expectations. Sourcing and preparing quality evidence to prove compliance.
Advisory Focus
APRA Standard alignment CPS 230, CPS 234, CPS 220
Quality, completeness and assurance for all evidence and artefacts
Planning and management of APRA risk reviews and consultations
Presentation creation and coaching of presenters
02
02
02
Service 2
Program Deep Dive Reviews
The Challenge
Understanding APRA’s expectations regarding large programs of work, especially for programs in distress.
Advisory Focus
Quality and assurance for all evidence and artefacts
Planning and management of review
Presentation creation and coaching of presenters
03
03
03
Service 3
Breaches and Enforceable Undertaking Remediation
The Challenge
These actions require intensive engagement with APRA. Key is understanding what APRA requires in order to close the issue and prove sustainable solutions.
Advisory Focus
Review of the existing risk and control environment
Solution and remediation reviews
Root cause analysis
Supervisory level escalation
Activity and engagement planning and management
04
04
04
Service 4
General APRA and Regulatory Engagement
The Challenge
Ensuring all aspects of engaging with APRA put the organisation in the best position to minimise regulatory scrutiny.
Advisory Focus
Review of existing risk and regulatory posture compared to APRA’s expectations
Engagement planning
Presentation creation and coaching of presenters
05
05
05
Service 5
APRA Licensing
The Challenge
Understanding APRA’s expectations around licensing
Advisory Focus
Planning and preparation of input materials
Assistance with face-to-face APRA meetings
Proposed Technology solutions
Is APRA keeping you up at night?
We get it! You’re not the only one.
The forever evolving nuances of regulation and compliance can seem complex when looking from the outside in. As specialists dealing with these nuances every day, we can spot the gaps quickly and advise you on what’s important, what’s urgent and what will have you rest at ease.
If you’d like to chat about where you’re at, get in touch - we’re here to help.
Is APRA keeping you up at night?
We get it! You’re not the only one.
The forever evolving nuances of regulation and compliance can seem complex when looking from the outside in. As specialists dealing with these nuances every day, we can spot the gaps quickly and advise you on what’s important, what’s urgent and what will have you rest at ease.
If you’d like to chat about where you’re at, get in touch - we’re here to help.
Is APRA keeping you up at night?
We get it! You’re not the only one.
The forever evolving nuances of regulation and compliance can seem complex when looking from the outside in. As specialists dealing with these nuances every day, we can spot the gaps quickly and advise you on what’s important, what’s urgent and what will have you rest at ease.
If you’d like to chat about where you’re at, get in touch - we’re here to help.